-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MCRKQXGXrzbkh+S9SvqXsIr6gBKDDE7yvCFTmEVVarD7WM3cXo+0GYDTHoyi2+M9 Qh9QbGeMW+6MpQzMv9XYag== 0000050341-94-000005.txt : 20030406 0000050341-94-000005.hdr.sgml : 20030406 19940214171509 ACCESSION NUMBER: 0000050341-94-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19940214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLEET FINANCIAL GROUP INC /RI/ CENTRAL INDEX KEY: 0000050341 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 050341324 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-09982 FILM NUMBER: 94507629 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLZ CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4012786000 MAIL ADDRESS: STREET 1: 111 WESTMINISTER STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 FORMER COMPANY: FORMER CONFORMED NAME: FLEET FINANCIAL GROUP INC DATE OF NAME CHANGE: 19880110 FORMER COMPANY: FORMER CONFORMED NAME: INDUSTRIAL NATIONAL CORP DATE OF NAME CHANGE: 19820512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLEET FINANCIAL GROUP INC /RI/ CENTRAL INDEX KEY: 0000050341 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 050341324 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLZ CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4012786000 MAIL ADDRESS: STREET 1: 111 WESTMINISTER STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 FORMER COMPANY: FORMER CONFORMED NAME: FLEET FINANCIAL GROUP INC DATE OF NAME CHANGE: 19880110 FORMER COMPANY: FORMER CONFORMED NAME: INDUSTRIAL NATIONAL CORP DATE OF NAME CHANGE: 19820512 SC 13G 1 FORM 13-G FLEET FINANCIAL GROUP SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* FLEET FINANCIAL GROUP, INC. Name of Issuer CLASS A COMMON (Title of class of securities) 338915101 Cusip Number Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person [1] has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and [2] has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13-d 7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page[s]) Page 1 of 4 Pages CUSIP NO. 338915101 13G Page 2 of 4 Pages Name of Reporting Person 1. Social Security or IRS Identification No. of Above Person Fleet Financial Group, Inc. 05-0341324 2. Check the appropriate box if a member of a group* (a) [ ] (b) [ ] 3. SEC Use Only 4. Citizenship of place of organization 50 Kennedy Plaza, Providence, Rhode Island 02903 Number 5. Sole Voting Power of 4,294,895 Shares Beneficially 6. Shared Voting Power Owned by 23,940 Each Reporting 7. Sole Dispositive Power Person 5,392,069 with 8. Shared Dispositive Power 2,205,087
9. Aggregate amount beneficially owned by each reporting person. 8,372,648 10. Check box if the aggregate amount in row (9) excludes certain shares* 11. Percent of class represented by amount in row (9). 6.10% 12. Type of reporting person* Holding Company Page 3 of 4 Pages Item 1(a) Name of Issuer: Fleet Financial Group, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 50 Kennedy Plaza, Providence, RI 02903 Item 2(a) Name of Person Filing: Fleet Financial Group, Inc. Item 2(b) Address or Principal Business Office, or if none, Residence: 50 Kennedy Plaza, Providence, RI 02903 Item 2(c) Citizenship: Rhode Island Item 2(d) Title or Class of Securities: Common Item 2(e) CUSIP Number: 338915101 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in Section 3(a) (6) of the Act (c) ( ) Insurance Company as defined in Section 3(a) (19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act (e) ( ) Investment Adviser registered under Section 203 of the Investment Company Act (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment or Endowment Fund; see 240.13d-1(b) (1) (ii) (F) (g) (X) Parent Holding Company, in accordance with 240.13-d-1(b) (ii) (G) (Note: See Item 7) (h) ( ) Group, in accordance with 240.13d-1(b) (1) (ii) (H) Item 4. Ownership (a) Amount beneficially owned: 8,372,648 (b) Percent of Class: 6.10% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 4,294,895 (ii) shared power to vote or to direct the vote 23,940 (iii) sole power to dispose or to direct the disposition of 5,392,069 (iv) shared power to dispose or to direct the disposition of 2,205,087 Page 4 of 4 Pages Item 5. Ownership of Five Percent of Less of a Class. If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( ). Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary which Acquired the Security being reported on by the Parent Holding Company. Exhibit A attached Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. Item 10. Certification By signing below I certify that, the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date February 11, 1994 Signature /s/ David L. Siewers Name/Title David L. Siewers, Senior Vice President Fleet Investment Services EX-1 2 EXHIBITS TO FORM 13-G Pursuant Schedule Pursuant Schedule Pursuant Schedule Pursuant Schedule Pursuant Schedule Pursuant Schedule Pursuant Schedule Pursuant Schedule -----END PRIVACY-ENHANCED MESSAGE-----